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  SECURITY STATEMENT
[Back to Terms and Conditions]
              
Presented below for reference purposes is an abridged copy of the:

U. S. TRADEMARK LAW
RULES OF PRACTICE
&
FEDERAL STATUTES
U. S. PATENT & TRADEMARK OFFICE

17th Edition - Nov. 1, 2004

TABLE OF CONTENTS

37 C.F.R. PART 2-RULES OF PRACTICE IN TRADEMARK CASES

RULES APPLICABLE TO TRADEMARK CASES

§2.1  [Reserved]

§2.2  Definitions.

§2.6  Trademark fees.

§2.7  Fastener Recordal Fees.

REPRESENTATION BY ATTORNEYS OR OTHER AUTHORIZED PERSONS

§2.11  Applicants may be represented by an attorney.

§2.17  Recognition for representation.

§2.18 Correspondence, with whom held.

§2.19  Revocation of power of attorney; withdrawal.

DECLARATIONS

§2.20  Declarations in lieu of oaths.

APPLICATION FOR REGISTRATION

§2.21  Requirements for receiving a filing date.

§2.23  Serial number.

§2.24  Designation of domestic representative by foreign applicant.

§2.25  Papers not returnable.

§2.26  Use of old drawing in new application.

§2.27  Pending trademark application index; access to applications.

§2.32  Requirements for a complete application.

§2.33  Verified statement.

§2.34  Bases for filing.

§2.35  Adding, deleting, or substituting bases.

§2.36  Identification of prior registrations.

§2.37  Description of mark.

§2.38  Use by predecessor or by related companies.

§2.41  Proof of distinctiveness under §2(f).

§2.42  Concurrent use.

§2.43  Service mark.

§2.44  Collective mark.

§2.45  Certification mark.

§2.46  Principal Register.

§2.47  Supplemental Register.

DRAWING

§2.51  Drawing required.

§2.52  Types of drawings and format for drawings.

§2.53  Requirements for drawings filed through the TEAS.

§2.54  Requirements for drawings submitted on paper.

SPECIMENS

§2.56  Specimens.

§2.59  Filing substitute specimen(s).

EXAMINATION OF APPLICATION AND ACTION BY APPLICANTS

§2.61  Action by examiner.

§2.62  Period for response.

§2.63  Reexamination.

§2.64  Final action.

§2.65  Abandonment.

§2.66  Revival of abandoned applications.

§2.67  Suspension of action by the Patent and Trademark Office.

§2.68  Express abandonment (withdrawal) of application.

§2.69  Compliance with other laws.

AMENDMENT OF APPLICATION

§2.71  Amendments to correct informalities.

§2.72  Amendments to description or drawing of the mark.

§2.73  Amendment to recite concurrent use.

§2.74  Form of amendment.

§2.75  Amendment to change application to different register.

§2.76  Amendment to allege use.

§2.77  Amendments between notice of allowance and statement of use.

PUBLICATION AND POST PUBLICATION

§2.80  Publication for opposition.

§2.81  Post publication.

§2.82  Marks on Supplemental Register published only upon registration.

§2.83  Conflicting marks.

§2.84  Jurisdiction over published applications.

CLASSIFICATION

§2.85  Classification schedules.

§2.86  Application may include multiple classes.

§2.87  Dividing an application.

POST NOTICE OF ALLOWANCE

§2.88  Filing statement of use after notice of allowance.

§2.89  Extensions of time for filing a statement of use.

INTERFERENCES AND CONCURRENT USE PROCEEDINGS

§2.91  Declaration of interference.

§2.92  Preliminary to interference.

§2.93  Institution of interference.

§2.96  Issue; burden of proof.

§2.98  Adding party to interference.

§2.99  Application to register as concurrent user.

OPPOSITION

§2.101  Filing an opposition.

§2.102  Extension of time for filing an opposition.

§2.104  Contents of opposition.

§2.105  Notification to parties of opposition proceeding(s).

§2.106  Answer.

§2.107  Amendment of pleadings in an opposition proceeding.

CANCELLATION

§2.111  Filing petition for cancellation.

§2.112  Contents of petition for cancellation.

§2.113  Notification of cancellation proceeding.

§2.114  Answer.

§2.115  Amendment of pleadings in a cancellation proceeding.

PROCEDURE IN INTER PARTES PROCEEDINGS

§2.116  Federal Rules of Civil Procedure.

§2.117  Suspension of proceedings.

§2.118  Undelivered Office notices.

§2.119  Service and signing of papers.

§2.120  Discovery.

§2.121  Assignment of times for taking testimony.

§2.122  Matters in evidence.

§2.123  Trial testimony in inter partes cases.

§2.124  Depositions upon written questions.

§2.125  Filing and service of testimony.

§2.126  Form of submissions to the Trademark Trial and Appeal Board.

§2.127  Motions.

§2.128  Briefs at final hearing.

§2.129  Oral argument; reconsideration.

§2.130  New matter suggested by the trademark examining attorney.

§2.131  Remand after decision in inter partes proceeding.

§2.132  Involuntary dismissal for failure to take testimony.

§2.133  Amendment of application or registration during proceedings.

§2.134  Surrender or voluntary cancellation of registration.

§2.135  Abandonment of application or mark.

§2.136  Status of application on termination of proceeding.

APPEALS

§2.141  Ex parte appeals from the Examiner of Trademarks.

§2.142  Time and manner of ex parte appeals.

§2.144  Reconsideration of decision on ex parte appeal.

§2.145  Appeal to court and civil action.

PETITIONS AND ACTION BY THE DIRECTOR

§2.146  Petitions to the Director.

§2.148  Director may suspend certain rules.

CERTIFICATE

§2.151  Certificate.

PUBLICATION OF MARKS REGISTERED UNDER 1905 ACT

§2.153  Publication requirements.

§2.154  Publication in Official Gazette.

§2.155  Notice of publication.

§2.156  Not subject to opposition; subject to cancellation.

REREGISTRATION OF MARKS REGISTERED UNDER PRIOR ACTS

§2.158  Reregistration of marks registered under Acts of 1881, 1905, and 1920.

CANCELLATION FOR FAILURE TO FILE AFFIDAVIT OR DECLARATION DURING SIXTH YEAR

§2.160  Affidavit or declaration of continued use or excusable nonuse required to avoid cancellation of registration.

§2.161  Requirements for a complete affidavit or declaration of continued use or excusable nonuse.

§2.162  Notice to registrant.

§2.163  Acknowledgment of receipt of affidavit or declaration.

§2.164  Correcting deficiencies in affidavit or declaration.

§2.165  Petition to Director to review refusal.

§2.166  Affidavit of continued use or excusable nonuse combined with renewal application.

AFFIDAVIT OR DECLARATION UNDER §15

§2.167  Affidavit or declaration under §15.

§2.168  Affidavit or declaration under section 15 combined with affidavit or declaration under section 8, or with renewal application.

CORRECTION, DISCLAIMER, SURRENDER, ETC.

§2.171  New certificate on change of ownership.

§2.172  Surrender for cancellation.

§2.173  Amendment of registration

§2.174  Correction of Office mistake.

§2.175  Correction of mistake by registrant.

§2.176  Consideration of above matters.

TERM AND RENEWAL

§2.181  Term of original registrations and renewals.

§2.182  Time for filing renewal application.

§2.183  Requirements for a complete renewal application.

§2.184  Refusal of renewal.

§2.185  Correcting deficiencies in renewal application.

§2.186  Petition to Director to review refusal of renewal.

GENERAL INFORMATION AND CORRESPONDENCE IN TRADEMARK CASES

2.188  [Reserved]

2.189  [Reserved]

§2.190  Addresses for trademark correspondence with the United States Patent and Trademark Office.

§2.191  Business to be transacted in writing.

§2.192  Business to be conducted with decorum and courtesy.

§2.193  Trademark correspondence and signature requirements.

§2.194  Identification of trademark application or registration.

§2.195  Receipt of trademark correspondence.

§2.196  Times for taking action:  Expiration on Saturday, Sunday or Federal holiday.

§2.197  Certificate of mailing or transmission.

§2.198  Filing of correspondence by “Express Mail.”

§2.199  [Reserved]

TRADEMARK RECORDS AND FILES OF THE PATENT AND TRADEMARK OFFICE

§2.200  Assignment records open to public inspection.

§2.201  Copies and certified copies.

§2.202  [Reserved]

§2.203  [Reserved]

§2.204  [Reserved]

§2.205  [Reserved]

FEES AND PAYMENT OF MONEY IN TRADEMARK CASES

§2.206  Trademark fees payable in advance.

§2.207  Methods of payment.

§2.208  Deposit accounts.

§2.209  Refunds.

37 C.F.R. Part 3—ASSIGNMENT, RECORDING AND RIGHTS OF ASSIGNEE

§3.1  Definitions

DOCUMENTS ELIGIBLE FOR RECORDING

§3.11  Documents which will be recorded.

§3.16  Assignability of trademarks prior to filing of an allegation of use statement.

REQUIREMENTS FOR RECORDING

§3.24  Requirements for documents and cover sheets relating to patents and patent applications.

§3.25  Recording requirements for trademark applications and registrations.

§3.26  English language requirement.

§3.27  Mailing address for submitting documents to be recorded.

§3.28  Requests for recording.

COVER SHEET REQUIREMENTS

§3.31  Cover sheet content.

§3.34  Correction of cover sheet errors.

FEES

§3.41  Recording fees.

DATE AND EFFECT OF RECORDING

§3.51  Recording date.

§3.54  Effect of recording.

§3.56  Conditional assignments.

§3.58  Governmental registers.

DOMESTIC REPRESENTATIVE

§3.61  Domestic representative.

ACTION TAKEN BY ASSIGNEE

§3.71  Prosecution by assignee.

§3.73  Establishing right of assignee to take action.

ISSUANCE TO ASSIGNEE

§3.85  Issue of registration to assignee.

37 C.F.R. Part 6—CLASSIFICATION OF GOODS AND SERVICES UNDER THE TRADEMARK ACT

CLASSIFICATION OF GOODS AND SERVICES UNDER THE TRADEMARK ACT

§6.1  International schedule of classes of goods and services.

§6.2  Prior U.S. schedule of classes of goods and services.

§6.3  Schedule for certification marks.

§6.4  Schedule for collective membership marks.

PART 7 – RULES OF PRACTICE IN FILINGS PURSUANT TO THE PROTOCOL RELATING TO THE MADRID AGREEMENT CONCERNING THE INTERNATIONAL REGISTRATION OF MARKS

SUBPART A -- GENERAL INFORMATION

§7.1  Definitions of terms as used in this part.

§7.2  [Reserved]

§7.3  Correspondence must be in English.

§7.4  Receipt of correspondence.

§7.5  [Reserved]

§7.6  Schedule of U.S. process fees.

§7.7  Payments of fees to International Bureau.

SUBPART B -- INTERNATIONAL APPLICATION ORIGINATING FROM THE UNITED STATES

§7.11  Requirements for international application originating from the United States.

§7.12  Claim of color.

§7.13  Certification of international application.

§7.14  Correcting irregularities in international application.

SUBPART C  -- SUBSEQUENT DESIGNATION SUBMITTED THROUGH THE OFFICE

§7.21  Subsequent designation.

SUBPART D -- RECORDING CHANGES TO INTERNATIONAL REGISTRATION

§7.22  Recording changes to international registration.

§7.23  Requests for recording assignments at the International Bureau.

§7.24  Requests to record security interest or other restriction of holder’s rights of disposal or release of such restriction submitted through the Office.

SUBPART E -- EXTENSION OF PROTECTION TO THE UNITED STATES

§7.25  Sections of part 2 applicable to extension of protection.

§7.26  Filing date of extension of protection for purposes of examination in the Office.

§7.27  Priority claim of extension of protection for purposes of examination in the Office.

§7.28  Replacement of U.S. registration by registered extension of protection.

§7.29  Effect of replacement on U.S. registration.

§7.30  Effect of cancellation or expiration of international registration.

§7.31  Requirements for transformation of an extension of protection to the United States into a U.S. application.

SUBPART F -- AFFIDAVIT UNDER SECTION 71 OF THE ACT FOR EXTENSION OF PROTECTION TO THE UNITED STATES

§7.36  Affidavit or declaration of use in commerce or excusable nonuse required to avoid cancellation of an extension of protection to the United States.

§7.37  Requirements for a complete affidavit or declaration of use in commerce or excusable nonuse.

§7.38  Notice to holder of extension of protection.

§7.39  Acknowledgment of receipt of affidavit or declaration of use in commerce or excusable nonuse.

§7.40  Petition to Director to review refusal.

SUBPART G--RENEWAL OF INTERNATIONAL REGISTRATION AND EXTENSION OF PROTECTION

§7.41  Renewal of international registration and extension of protection.

37 C.F.R. PART 10—REPRESENTATION OF OTHERS BEFORE THE PATENT AND TRADEMARK OFFICE

§10.1  Definitions.

§10.2 [Removed]

§10.3  [Removed]

§10.4  [Removed]

INDIVIDUALS ENTITLED TO PRACTICE BEFORE THE PATENT AND TRADEMARK OFFICE

§10.5  [Removed]

§10.6  [Removed]

§10.7  [Removed]

§10.8  [Removed]

§10.9  [Removed]

§10.10  [Removed]

§10.11  Removing names from the register.

§10.14  Individuals who may practice before the Office in trademark and other non-patent cases.

§10.15  Refusal to recognize a practitioner.

§10.18  Signature and certificate for correspondence filed in the Patent and Trademark Office.

PATENT AND TRADEMARK OFFICE CODE OF  PROFESSIONAL RESPONSIBILITY

§10.20  Canons and Disciplinary Rules.

§10.21  Canon 1.

§10.22  Maintaining integrity and competence of the legal profession.

§10.23  Misconduct.

§10.24  Disclosure of information to authorities.

§10.30  Canon 2.

§10.31  Communications concerning a practitioner’s services.

§10.32  Advertising.

§10.33  Direct contact with prospective clients.

§10.34  Communications of fields of practice.

§10.35  Firm names and letterheads.

§10.36  Fees for legal services.

§10.37  Division of fees among practitioners.

§10.38  Agreements restricting the practice of a practitioner.

§10.39  Acceptance of employment.

§10.40  Withdrawal from employment.

§10.46 Canon 3.

§10.47  Aiding unauthorized practice of law.

§10.48  Sharing legal fees.

§10.49  Forming a partnership with a non-practitioner.

§10.56  Canon 4.

§10.57  Preservation of confidences and secrets of a client.

§10.61  Canon 5.

§10.62  Refusing employment when the interest of the practitioner may impair the practitioner’s independent professional judgment.

§10.63  Withdrawal when the practitioner becomes a witness.

§10.64  Avoiding acquisition of interest in litigation or proceeding before the Office.

§10.65  Limiting business relations with a client.

§10.66  Refusing to accept or continue employment if the interests of another client may impair the independent professional judgment of the practitioner.

§10.67  Settling similar claims of clients.

§10.68  Avoiding influence by others than the client.

§10.76  Canon 6.

§10.77  Failing to act competently.

§10.78  Limiting liability to client.

§10.83  Canon 7.

§10.84  Representing a client zealously.

§10.85  Representing a client within the bounds of the law.

§10.87  Communicating with one of adverse interest.

§10.88  Threatening criminal prosecution.

§10.89  Conduct in proceedings.

§10.92  Contact with witnesses.

§10.93  Contact with officials.

§10.100  Canon 8.

§10.101  Action as a public official.

§10.102  Statements concerning officials.

§10.103  Practitioner candidate for judicial office.

§10.110  Canon 9.

§10.111  Avoiding even the appearance of impropriety.

§10.112  Preserving identity of funds and property of client.

INVESTIGATIONS AND DISCIPLINARY PROCEEDINGS

§10.130  Reprimand, suspension or exclusion.

§10.131  Investigations.

§10.132  Initiating a disciplinary proceeding; reference to an administrative law judge.

§10.133  Conference between Director and practitioner; resignation.

§10.134  Complaint.

§10.135  Service of complaint.

§10.136  Answer to complaint.

§10.137  Supplemental complaint.

§10.138  Contested case.

§10.139  Administrative law judge; appointment; responsibilities; review of interlocutory orders; stays.

§10.140  Representative for Director or respondent.

§10.141  Filing of papers.

§10.142  Service of papers.

§10.143  Motions.

§10.144  Hearings.

§10.145  Proof; variance; amendment of pleadings.

§10.149  Burden of proof.

§10.150  Evidence.

§10.151  Depositions.

§10.152  Discovery.

§10.153  Proposed findings and conclusions; post-hearing memorandum.

§10.154  Initial decision of administrative law judge.

§10.155  Appeal to the Commissioner.

§10.156  Decision of the Commissioner.

§10.157  Review of Commissioner’s final decision.

§10.158  Suspended or excluded practitioner.

§10.159  Notice of suspension or exclusion.

§10.160  Petitioner for reinstatement.

§10.161  Savings clause.

§10.170  Suspension of rules.

Trademark Act of 1946, as Amended

TITLE I - THE PRINCIPAL REGISTER

§1 (15 U.S.C. §1051).  Registration; application; payment of fees; designation of agent for service of process

§2 (15 U.S.C. §1052).  Trademarks registrable on the principal register; concurrent registration

§3 (15 U.S.C. §1053).  Service marks registrable

§4 (15 U.S.C. §1054).  Collective marks and certification marks registrable

§5 (15 U.S.C. §1055).  Use by related companies

§6 (15 U.S.C. §1056).  Disclaimers

§7 (15 U.S.C. §1057).  Certificates of registration

§8 (15 U.S.C. §1058).  Duration

§9 (15 U.S.C. §1059).  Renewal

§10 (15 U.S.C. §1060).  Assignment

§11 (15 U.S.C. §1061).  Acknowledgments and verifications

§12 (15 U.S.C. §1062).  Publication

§13 (15 U.S.C. §1063).  Opposition

§14 (15 U.S.C. §1064).  Cancellation

§15 (15 U.S.C. §1065).  Incontestability of right to use mark

§16 (15 U.S.C. §1066).  Interference

§17 (15 U.S.C. §1067).  Notice of inter partes proceedings; hearing by Trademark Trial and Appeal Board

§18 (15 U.S.C. §1068).  Refusal, cancellation, or restriction of registration; concurrent use

§19 (15 U.S.C. §1069).  Applicability, in inter partes proceeding, of equitable principles of laches, estoppel and acquiescence

§20 (15 U.S.C. §1070).  Appeal from examiner to Trademark Trial and Appeal Board

§21 (15 U.S.C. §1071).  Review of Director’s or Trademark Trial and Appeal Board’s decision

§22 (15 U.S.C. §1072).  Registration as notice

TITLE II - THE SUPPLEMENTAL REGISTER

§23 (15 U.S.C. §1091).  Filing and registration for foreign use

§24 (15 U.S.C. §1092).  Cancellation

§25 (15 U.S.C. §1093).  Supplemental registration certificate

§26 (15 U.S.C. §1094).  General provisions

§27 (15 U.S.C. §1095).  Principal registration not precluded by supplemental registration

§28 (15 U.S.C. §1096).  Department of Treasury; supplemental registration not filed

TITLE III - NOTICE OF REGISTRATION

§29 (15 U.S.C. §1111).  Notice of registration; display with mark; actual notice

TITLE IV - CLASSIFICATION

§30 (15 U.S.C. §1112).  Classification of goods and services; registration in plurality of classes

TITLE V - FEES AND CHARGES

§31 (15 U.S.C. §1113).  Fees

TITLE VI - REMEDIES

§32 (15 U.S.C. §1114).  Remedies; infringement; innocent infringers

§33 (15 U.S.C. §1115).  Registration as evidence of right to exclusive use; defenses

§34 (15 U.S.C. §1116).  Injunctions; enforcement; notice of filing suit given Director

§35 (15 U.S.C. §1117).  Recovery of profits, damages, and costs

§36 (15 U.S.C. §1118).  Destruction of infringing articles

§37 (15 U.S.C. §1119).  Power of court over registration; certification of decrees and orders

§38 (15 U.S.C. §1120).  Fraud; civil liability

§39 (15 U.S.C. §1121).  Jurisdiction of Federal courts; State, local, and other agency requirements

§40 (15 U.S.C. §1122).  Liability of States, instrumentalities of States and State officials

§41 (15 U.S.C. §1123).  Rules and regulations

TITLE VII - IMPORTATION FORBIDDEN OF GOODS BEARING INFRINGING MARKS OR NAMES

§42 (15 U.S.C. §1124).  Importation of goods bearing infringing marks or names forbidden

TITLE VIII - FALSE DESIGNATIONS OF ORIGIN, FALSE DESCRIPTIONS. AND DILUTION FORBIDDEN

§43 (15 U.S.C. §1125).  False designations of origin; false description or representation

TITLE IX - INTERNATIONAL CONVENTIONS

§44 (15 U.S.C. §1126).  International conventions; register of marks

TITLE X - CONSTRUCTION AND DEFINITIONS

§45 (15 U.S.C. §1127).

TITLE XI - REPEAL OF PREVIOUS ACTS

§46(a) (15 U.S.C. §1051 note).  Time of taking effect - Repeal of prior acts

§46(b) (15 U.S.C. §1051 note).  Existing registrations under prior acts

§47(a) (15 U.S.C. §1051 note).  Applications pending on effective date of Act

§47(b) (15 U.S.C. §1051 note).  Appeals pending on effective date of Act

§48 (15 U.S.C. §1051 note).  Prior acts not repealed

§49 (15 U.S.C. §1051 note).  Preservation of existing rights

§50 (15 U.S.C. §1051 note).  Severability

§51 (15 U.S.C. §1058 note).  Applications pending on effective date of the Trademark Law Revision Act of 1988

TITLE XII—THE MADRID PROTOCOL

Sec. 60 (15 U.S.C. §1141).  Definitions

Sec. 61 (15 U.S.C. §1141a).  International Applications Based on United States Applications or Registrations

Sec. 62 (15 U.S.C. §1141b).  Certification of the International Application

Sec. 63 (15 U.S.C. §1141c).  Restriction, Abandonment, Cancellation, or Expiration of a Basic Application or Basic Registration

Sec. 64 (15 U.S.C. §1141d). Request for Extension of Protection Subsequent to International Registration

Sec. 65 (15 U.S.C. §1141e).  Extension Of Protection of an International Registration to the  United States Under the Madrid Protocol

Sec. 66 (15 U.S.C. §1141f).  Effect of Filing a Request for Extension of Protection of an International Registration to The United States

Sec. 67 (15 U.S.C. §1141g).  Right of Priority for Request for Extension of Protection to the United States.

Sec. 68 (15 U.S.C. §1141h).  Examination of and Opposition to Request for Extension of Protection; Notification of Refusal

Sec. 69 (15 U.S.C. §1141i).  Effect of Extension of Protection.

Sec. 70 (15 U.S.C. §1141j).  Dependence of Extension of Protection to the United States on the Underlying International Registration

Sec. 71 (15 U.S.C. §1141k).  Affidavits and Fees

Sec. 72 (15 U.S.C. §1141l).  Assignment of an Extension of Protection

Sec. 73 (15 U.S.C. §1141m).  Incontestability

Sec. 74 (15 U.S.C. §1141n).  Rights of Extension of Protection

Sec. 13403 (15 U.S.C. §1141 note).  Effective Date

UNITED STATES CODE, TITLE 35, PATENTS

PART 1-UNITED STATES PATENT AND TRADEMARK OFFICE

CHAPTER 1-ESTABLISHMENT, OFFICERS AND EMPLOYEES, FUNCTIONS

35 U.S.C. §1.  Establishment.

35 U.S.C. §2.  Powers and duties.

35 U.S.C. §3. Officers and employees.

35 U.S.C. §4.  Restrictions on officers and employees as to interest in patents

35 U.S.C. §5.  Patent and Trademark Office Public Advisory Committees.

35 U.S.C. §6.  Board of Patent Appeals and Interferences.  (35 U.S.C. §6 pertains to patents.)

35 U.S.C. §7.  Library.

35 U.S.C. §8.  Classification of patents.  (35 U.S.C. §8 pertains to patents.)

35 U.S.C. §9.  Certified copies of records.

35 U.S.C. §10.  Publications.

35 U.S.C. §11.  Exchange of copies of patents.  (35 U.S.C. §11 pertains to patents.)

35 U.S.C. §12.  Copies of patents and applications for public libraries.  (35 U.S.C. §12 pertains to patents.)

35 U.S.C. §13.  Annual report to Congress.

CHAPTER 2—PROCEEDINGS IN THE PATENT AND TRADEMARK OFFICE

35 U.S.C. §21.  Filing date and day for taking action.

5 U.S.C. §6103.  Holidays.

District of Columbia Code—Section 28-2701.

35 U.S.C. §22.  Printing of papers filed.

35 U.S.C. §23.  Testimony in Patent and Trademark Office cases.

35 U.S.C. §24.  Subpoenas, witnesses.

35 U.S.C. §25.  Declaration in lieu of oath.

35 U.S.C. §26.  Effect of defective execution.

CHAPTER 3—PRACTICE BEFORE PATENT AND TRADEMARK OFFICE

35 U.S.C. §31.  [Repealed]

35 U.S.C. §32.  Suspension or exclusion from practice.

35 U.S.C. §33.  Unauthorized representation as practitioner.

CHAPTER 4—PATENT FEES, FUNDING, SEARCH SYSTEMS

35 U.S.C. §41.  Patent fees; patent and trademark search systems.

35 U.S.C. §42.  Patent and Trademark Office funding.

NOTES OF OTHER STATUTES

 

37 C.F.R. PART 2-RULES OF PRACTICE IN TRADEMARK CASES

AUTHORITY:  15 U.S.C. 1123, 35 U.S.C. 2, unless otherwise noted.

SOURCE:  30 FR 13193, Oct. 16, 1965, unless otherwise noted.

RULES APPLICABLE TO TRADEMARK CASES

§2.1  [Reserved]

§2.2  Definitions.

(a) The Act as used in this part means the Trademark Act of 1946, 60 Stat. 427, as amended, codified in 15 U.S.C. 1051 et. seq.

(b) Entity as used in this part includes both natural and juristic persons.

(c) Director as used in this chapter, except for part 10, means the Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office.

(d) Federal holiday within the District of Columbia means any day, except Saturdays and Sundays, when the United States Patent and Trademark Office is officially closed for business for the entire day.

(e) The term Office means the United States Patent and Trademark Office. 

(f) The acronym TEAS means the Trademark Electronic Application System, available online at http://www.uspto.gov

(g) The acronym ESTTA means the Electronic System for Trademark Trials and Appeals, available at www.uspto.gov.

(h) The term international application means an application for international registration that is filed under the Protocol Relating to the Madrid Agreement Concerning the International Registration of Marks.

[54 FR 37588, Sept. 11, 1989; 68 FR 48286, Aug. 13, 2003, effective Sept. 12, 2003; 68 FR 55748, Sept. 26, 2003, effective Nov. 2, 2003]

§2.6  Trademark fees.

The Patent and Trademark Office requires following fees and charges:

(a)  Trademark process fees.

(1)  For filing an application, per class—$335.00

(2)  For filing an amendment to allege use under section 1(c) of the Act, per class—$100.00

(3)  For filing a statement of use under section 1(d)(1) of the Act, per class—$100.00

(4)  For filing a request under section 1(d)(2) of the Act for a six-month extension of time for filing a statement of use under section 1(d)(1) of the Act, per class—$150.00

(5)  For filing an application for renewal of a registration, per class—$400.00

(6)  Additional fee for filing a renewal application during the grace period, per class—$100.00

(7)  For filing to publish a mark under section 12(c), per class—$100.00

(8)  For issuing a new certificate of registration upon request of assignee—$100.00

(9)  For a certificate of correction of registrant’s error—$100.00

(10)  For filing a disclaimer to a registration—$100.00

(11)  For filing an amendment to a registration—$100.00

(12)  For filing an affidavit under §8 of the Act, per class—$100.00

(13)  For filing an affidavit under §15 of the Act, per class—$200.00

(14)  Additional fee for filing a section 8 affidavit during the grace period, per class—$100.00

(15)  For petitions to the Director—$100.00

(16)  For filing a petition to cancel, per class—$300.00

(17)  For filing a notice of opposition, per class—$300.00

(18)  For ex parte appeal to the Trademark Trial and Appeal Board, per class—$100.00

(19)  Dividing an application, per new application (file wrapper) created—$100.00

(20)  For correcting a deficiency in a section 8 affidavit—$100.00

(21)  For correcting a deficiency in a renewal application—$100.00

(b)  Trademark service fees.

(1)  For printed copy of registered mark, copy only. Service includes preparation of copies by the Office within two to three business days and delivery by United States Postal Service; and preparation of copies by the Office within one business day of receipt and delivery to an Office Box or by electronic means (e.g., facsimile, electronic mail)—$3.00

(2) Certified or uncertified copy of trademark application as filed processed within seven calendar days—$15.00

(3)  Certified or uncertified copy of a trademark-related file wrapper and contents—$50.00

(4)  Certified copy of a registered mark, showing title and/or status:

(i)  Regular service—$15.00

(ii)  Expedited local service—$30.00

(5)  Certified or uncertified copy of trademark records, per document except as otherwise provided in this section—$25.00

(6)  For recording each trademark assignment, agreement or other paper relating to the property in a registration or application

(i)  First property in a document—$40.00

(ii)  For each additional property in the same document—$25.00

(7)  For assignment records, abstract of title and certification, per registration—$25.00

(8)  Marginal cost, paid in advance, for each hour of terminal session time, including print time, using X-Search capabilities, prorated for the actual time used.  The Director may waive the payment  by an individual for access to X-Search upon a showing of need or hardship, and if such waiver is in the public interest—$40.00

(9)  Self-service copy charge, per page—$0.25

(10)  Labor charges for services, per hour or fraction thereof—$40.00

(11)  For items and services that the Director finds may be supplied, for which fees are not specified by statute or by this part, such charges as may be determined by the Director with respect to each such item or service—Actual Cost

(12) For processing each payment refused (including a check returned “unpaid”) or charged back by a financial institution—$50.00

(13)  Deposit accounts:

(i)  For establishing a deposit account—$10.00

(ii)  Service charge for each month when the balance at the end of the month is below $1,000—$25.00

 

[56 FR 65155, Dec. 13, 1991; 56 FR 66670, Dec. 24, 1991, as amended at 57 FR 38196, Aug. 21, 1992; 59 FR 256, Jan. 4, 1994;60 FR 41018, Aug. 11, 1995; 62 FR 40450, July 29, 1997; 64 FR 48900, Sept. 8, 1999, effective Oct. 30, 1999; 64 FR 67486, Dec. 2, 1999; 64 FR 67774, Dec. 10, 1999; 67 FR 79520, Dec. 30, 2002; 67 FR 70847, November 27, 2002, effective January 1, 2003; 68 FR 14332, March 25, 2003, effective May 1, 2003; 68 FR 48286, Aug. 13, 2003, effective Sept. 12, 2003]

§2.7  Fastener Recordal Fees.

(a)  Application fee for recordal of insignia—$20.00

(b)  Renewal of insignia recordal—$20.00

(c)  Surcharge for late renewal of insignia recordal—$20.00

[61 FR 55223, Oct. 25, 1996]

REPRESENTATION BY ATTORNEYS OR OTHER AUTHORIZED PERSONS

§2.11  Applicants may be represented by an attorney.

Representation before the Office is governed by §10.14 of this chapter.  The Office cannot aid in the selection of an attorney.

[50 FR 5171, Feb. 6, 1985; 68 FR 55748, Sept. 26, 2003, effective Nov. 2, 2003]

§2.17  Recognition for representation.

(a) When an attorney as defined in §10.1(c) of this chapter acting in a representative capacity appears in person or signs a document in practice before the United States Patent and Trademark Office in a trademark case, his or her personal appearance or signature shall constitute a representation to the United States Patent and Trademark Office that, under the provisions of §10.14 and the law, he or she is authorized to represent the particular party in whose behalf he or she acts.  Further proof of authority to act in a representative capacity may be required.

(b) Before any non-lawyer, as specified in §10.14(b) of this chapter, will be allowed to take action of any kind with respect to an application, registration or proceeding, a written authorization from the applicant, registrant, party to the proceeding, or other person entitled to prosecute such application or proceeding must be filed.

(c) To be recognized as a representative, an attorney as defined in §10.1(c) of this chapter may file a power of attorney, appear in person, or sign a document on behalf of an applicant or registrant that is filed with the Office in a trademark case.

(d) A party may file a power of attorney that relates to more than one trademark application or registration, or to all existing and future applications and registrations of that party.  A party relying on such a power of attorney must:

(1) Include a copy of the previously filed power of attorney; or

(2) Refer to the power of attorney, specifying the filing date of the previously filed power of attorney; the application serial number (if known), registration number, or inter partes proceeding number for which the original power of attorney was filed; and the name of the party who signed the power of attorney; or, if the application serial number is not known, submit a copy of the application or a copy of the mark, and specify the filing date. 

[30 FR 13193, Oct. 16, 1965, as amended at 50 FR 5171, Feb. 6, 1985; 64 FR 48900, Sept. 8, 1999, effective Oct. 30, 1999; 68 FR 55748, Sept. 26, 2003, effective Nov. 2, 2003]

§2.18 Correspondence, with whom held.

(a) If documents are transmitted by an attorney, or a written power of attorney is filed, the Office will send correspondence to the attorney transmitting the documents, or to the attorney designated in the power of attorney, provided that the attorney is an attorney as defined in §10.1(c) of this chapter. 

(b) The Office will not undertake double correspondence.  If two or more attorneys appear or sign a document, the Office’s reply will be sent to the address already established in the record until the applicant, registrant or party, or its duly appointed attorney, requests in writing that correspondence be sent to another address. 

(c) If an application, registration or proceeding is not being prosecuted by an attorney but a domestic representative has been appointed, the Office will send correspondence to the domestic representative, unless the applicant, registrant or party designates in writing another correspondence address. 

(d) If the application, registration or proceeding is not being prosecuted by an attorney and no domestic representative has been appointed, the Office will send correspondence directly to the applicant, registrant or party, unless the applicant, registrant or party designates in writing another correspondence address. 

[41 FR 758, Jan. 5 1976, as amended at 54 FR 37588, Sept. 11, 1989; 67 FR 79520, Dec. 30, 2002; 68 FR 55748, Sept. 26, 2003, effective Nov. 2, 2003]

§2.19  Revocation of power of attorney; withdrawal.

(a) Authority to represent an applicant, registrant or a party to a proceeding may be revoked at any stage in the proceedings of a case upon written notification to the Director; and when it is revoked, the Office will communicate directly with the applicant, registrant or party to the proceeding, or with the new attorney or domestic representative if one has been appointed.  The Off